Ubs Financial Services Inc. (Weehawken)

Robert Hillel SilverDirector, executive vice president 1 Feb 1990Other2053021Herbert F Iii JanickGeneral counsel, executive vice president 1 Jun 1995Other2657544Diane FrimmelCoo, executive vice president 1 May 1997Other2053020Arthur James HuffCrop 1 Oct 1997Other868641Geraldine L BanyaiCorporate secretary 1 Mar 1999Other2369769Geraldine Grace BanyaiCorporate secretary 1 Mar 1999Other2369769Ubs Americas Inc.Owner 1 Nov 200075% - 100%06-1595848Edward Charles LynnSrop 1 Apr 2001Other1215582Robert Joseph ChersiCfo, executive vice president 1 Jul 2001Other2463840Larry Dexter RadfordSouthwestern regional director 1 Jan 2002Other1305448Joseph John Jr GranoDirector, chairman, and ceo 1 Apr 2002Other227433Mark Bryan SuttonDirector, president 1 Apr 2002Other857441Tracy Ellen CalderDirector of compliance 1 Jul 2002Other2611255Luzius Martin CameronDirector, executive vice president 1 Dec 2002Other4556076James Dale PriceDirector 1 Jul 2003Other1243224Joseph John Jr GranoDirector, chairman 1 Jan 2004Other227433Robert Hillel SilverDirector, president and coo 1 Jan 2004Other2053021Mark Bryan SuttonDirector, ceo 1 Jan 2004Other857441Thomas Christopher NaratilDirector, executive vice president 1 Jan 2004Other1192911Mark Steven SheltonGeneral counsel, executive vice president 1 Mar 2004Other4784512Mark Bryan SuttonCeo & chairman 1 Jun 2004Other857441Frank Sal PluchinoChief compliance officer for advisory business 1 Sep 2004Other1499081Marten Sybren HoekstraCeo 1 Jul 2005Other1125224Diane FrimmelDirector, director of operations 1 Sep 2005Other2053020Marten Sybren HoekstraCeo, director 1 Sep 2005Other1125224Michael Andrew WeisbergDirector 1 Oct 2005Other1781396David Lawrence ZollDirector 1 Oct 2005Other1107443John Jr PolaninDirector of compliance 1 Jan 2006Other2196145James Madigan PierceExecutive committee members 1 Feb 2006Other832735James Dale PriceExecutive committee member 1 Feb 2006Other1243224Tambra Suzanne KingCorporate secretary 1 Jul 2006Other2212318Lisa M. FrancomanoChief compliance officer for the advisory business 1 Oct 2006Other2263875John Bernard HannaschDirector, member of the wealth management americas executive committee 1 Feb 2007Other2632279Michael James DavisCrop 1 Mar 2007Other1633445Peter StippHead of operations 1 Jun 2007Other5290752George Edmond YazbeckCrop 1 Jan 2008Other3101380Anton K. F. StadelmannMember of the wealth management executive committee 1 Feb 2008Other5510935William Patrick FreyChief financial officer 1 Apr 2008Other2369814Marten Sybren HoekstraInterim chairman & ceo-ubs global wm&bb, member of the geb 1 Nov 2008Other1125224Thomas NaratilDirector, member of the wealth management americas executive committee 1 Apr 2009Other1192911James L HausmannAd interim member of the wm americas executive committee 1 Aug 2009Other2155259Douglas Thornley SiegelChief compliance officer 1 Oct 2009Other1143272Robert J MccannCeo ubsfs, head of wm americas business division, member of ubs ag group executive board 1 Oct 2009Other1064183Robert MulhollandDirector, member of the ubs ag wealth management americas executive committee 1 Jan 2010Other874089Brian Patrick HullDirector, member of the ubs ag wealth management americas executive committee 1 Jan 2010Other1304241John BrownDirector, member of the ubs ag wealth management americas executive committee 1 Jan 2010Other1045997Paula Delia PolitoDirector, member of the ubs ag wealth management americas executive committee 1 Jan 2010Other4884393David J SatlerDirector, member of the ubs ag wealth management americas executive committee 1 Jan 2010Other1848887John J. BrownMember of the ubs ag wealth management americas executive committee 1 Jan 2010Other1045997Rosemary Theresa BerkeryDirector, member of the ubs ag wealth management americas executive committee 1 Mar 2010Other2891006Anita Mary SandsDirector, member of the ubs ag wealth management americas executive committee 1 Jul 2010Other5737376Jonathan EisenbergGeneral counsel, managing director 1 Jul 2010Other2802888William Patrick FreyChief financial officer 1 Mar 2011Other2369814T.John DalbyDirector, member of the ubs ag wealth management americas executive committee 1 Oct 2011Other5888758Robert J MccannChairman ubs financial services inc;ceo ubs group americas 1 Mar 2012Other1064183Robert MulhollandPresident & ceo ubs financial services inc, member of the ubs ag wealth management americas executive committee 1 Mar 2012Other874089Daniel C CochranDirector, coo and executive committee wealth management americas 1 Aug 2012Otherxxx-xx-xxxxKathleen B LynchDirector, member of the ubs ag wealth management executive committee, coo 1 May 2013Other5653703Lance Walter DealChief financial officer 1 Jun 2013Other2478522Brent Henricksen TaylorGeneral counsel, managing director 1 Jan 2014Other3042416Jason Richard ChandlerDirector 1 Mar 2014Other2382465John Jerome Iii McdermottDirector 1 Mar 2014Other4025460Michael Lee CrowlGeneral counsel wealth management americas, group managing director 1 Jul 2014Other5464806Amy E FainsbertChief financial officer 1 Sep 2014Other2060038Brian Patrick HullPresident 1 Jun 2015Other1304241Sharyn J HandelsmanChief compliance officer 1 Aug 2015Other4272996Thomas NaratilChairman ubs financial services inc 1 Jan 2016Other1192911Samuel Leonard MolinaroDirector 1 Apr 2016Other2414084Paul Martin HatchDirector 1 Apr 2016Other1350155Brent Henricksen TaylorGeneral counsel, managing director 1 Mar 2017Other3042416Mark Wilson SanbornManaging director 1 Nov 2017Other1805781Helene NarcyChief financial officer 1 Mar 2018Other6854116Catherine Ann NewcombManaging director 1 May 2018Other4517197Thomas A. GiacalonePrincipal operations officer 1 Oct 2018Other2873774Jason Richard ChandlerPresident 1 Jan 2019Other2382465